Nomura Group: Trading with Privileged Information
Wits Business School

Nomura Group: Trading with Privileged Information

50,00 $

CASE STUDY. In late March 2012, the Securities Exchange and Surveillance Commission (SESC), the investigative unit of the Japanese Financial Services Authority (FSA), confirmed that Nomura Securities Co., Ltd (NSC) – a subsidiary of Nomura Holdings, Inc. – had been involved in insider trading.

Effacer

Pour acheter une License d'enseignement, vous devez vous enregistrer et être approuvé par notre administration.

UGS : 1575-WITS Catégories : , Étiquettes : , , , , ,

Description

Nomura Group: Trading with Privileged Information: Abstract

Nomura Group: Trading with Privileged Information is a case study by Chijioke Oji and Viola Makin.

In late March 2012, the Securities Exchange and Surveillance Commission (SESC), the investigative unit of the Japanese Financial Services Authority (FSA), confirmed that Nomura Securities Co., Ltd (NSC) – a subsidiary of Nomura Holdings, Inc. – had been involved in insider trading. On at least three occasions, before official announcements for share issues were made, employees at NSC leaked confidential information on securities offerings that the firm underwrote, with the aim of stimulating market demand for the shares. While trying to repair its tarnished reputation, the company faced hefty fines from the Japanese financial regulators.

Teaching objectives

The purpose of this case is to generate discussion and learning on ethics and corporate governance.

Informations complémentaires

Année

Éditeur

Format

Industrie
Institution

Langue

Licence

Nombre de pages

Notes pédagogiques

Numéro centre de cas

Range de pages

Taille

Avis

Il n’y a pas encore d’avis.

Soyez le premier à laisser votre avis sur “Nomura Group: Trading with Privileged Information”

Produits apparentés